Capital Markets Business: MiFID II regulatory reporting requirements

A Capital Markets business needed to ascertain their adherence to MiFID II regulatory reporting requirements. We provided a team to administer a ‘Health Check’ of their processes...

View All

We deployed a team of 4 inclusive of MiFID II SME’s, Business Analysts and PMO support

Our proposed project plan laid out three phases – an initial assessment, analytical review and finally post analysis recommendations

Provided a review of the current state architecture, map stakeholders across the process flow and get their feedback & observations

Consolidate all process documentation and BAU reporting data. Provide a structured review of the process in line with regulatory requirements

Provide a detailed assessment of identified weaknesses and gaps

Produced a recommendation report in line with findings in how to improve the people, process and technology aspects of the existing function.

Consolidate all process documentation and BAU reporting data. Provide a structured review of the process in line with regulatory requirements

Provide a detailed assessment of identified weaknesses and gaps

Produced a recommendation report in line with findings in how to improve the people, process and technology aspects of the existing function.

Related Case Studies
Resource Augmentation Vs
Advisory Consulting
Whilst a simple concept, the difference between Advisory Consulting and Resource Augmentation are often confused. People confuse them as domain specific...
Read Case Study
Unleashing the Power of
Resource Augmentation
In the dynamic landscape of the financial services industry, staying ahead of the competition requires a strategic approach that combines innovation, expertise, and efficiency. One way of doing this is with a Resource Augmentation strategy...
Read Case Study
Operational Resilience
Remediation
They needed a partner to help them manage the process of remediating these vulnerabilities, ensuring alignment with the new framework, and improving their overall operational resilience...
Read Case Study

View All